农业图书情报学报 ›› 2024, Vol. 36 ›› Issue (10): 53-62.doi: 10.13998/j.cnki.issn1002-1248.24-0685

• 研究论文 • 上一篇    下一篇

中国高校图书馆开放获取转换实证研究与应对策略

郭晶, 张轶华, 申雅琪, 宋海艳   

  1. 上海交通大学 图书馆,上海 200240
  • 收稿日期:2024-08-27 出版日期:2024-10-05 发布日期:2025-03-12
  • 作者简介:

    郭晶(1975- ),博士,研究馆员,研究方向为图书馆学科化知识服务、文献资源建设

    张轶华(1982- ),硕士,馆员,研究方向为开放科学与开放获取,文献资源绩效分析

    申雅琪(1985- ),博士,副研究馆员,研究方向为学科服务、文献资源建设

    宋海艳(1981- ),硕士,副研究馆员,研究方向为文献资源建设与管理

  • 基金资助:
    国家社会科学基金项目“面向学科交叉融合的数字资源新型供给模式及效能研究”(23BTQ008)

Empirical Study and Response Strategies of Open Access Transformation in Chinese University Libraries

Jing GUO, Yihua ZHANG, Yaqi SHEN, Haiyan SONG   

  1. Library of Shanghai Jiao Tong University, Shanghai 200240
  • Received:2024-08-27 Online:2024-10-05 Published:2025-03-12

摘要:

[目的/意义] 随着开放科学的推进,开放获取转换协议的签署,对于图书馆信息资源建设必将产生深层次和长期的影响。图书馆如何应对这一趋势,如何评估开放获取转换协议、是否签署合理的开放获取转换协议,对于图书馆在开放出版环境下,主动采取适合中国国情、科学有效的文献资源订购及转换策略,保障机构整体出版经费合理投入,在开放科学环境中承担促进良性学术交流的角色等方面,都有重要的意义。 [方法/过程] 在文献调研和数据分析的基础上,结合案例分析法和归纳演绎法,进行概念阐述,梳理分析中国高校图书馆开放获取转换需注意的问题及应对策略。 [结果/结论] 总结开放获取转换过程中需要注意的三方面问题,包括开放获取对利益相关者的影响,需要警惕的现象,保障可持续的关键。结合实践案例提出实施策略,包括前期预研与数据准备,分析评估,协议条款等具体实施要点。

关键词: 开放科学, 开放获取, 阅读出版转换协议, 开放获取转换, 信息资源建设

Abstract:

[Purpose/Significance] With the advancement of open science, the signing of transformative open access agreements will have a profound and long-term impact on the acquisition of library information resources. How libraries respond to this trend, how to evaluate open access conversion agreements, whether to sign reasonable open access conversion agreements, and actively adopt them suitable for China's domestic conditions, and scientific and effective collection acquisition and transformation strategies in an open publishing environment, how to ensure reasonable investment of institutional publishing funds, and how to play a role in promoting positive academic exchanges in an open scientific environment are all important issues that deserve industry attention and exploration. [Method/Process] We first reviewed the research progress on open access transformation at home and abroad. Second, based on the data statistics and analysis of DOAJ and related research reports and institutions, the relatiave concepts were elaborated, the impact on stakeholders was examined, and the trend of practical development was understood. Through the analysis and induction of practical cases in domestic and foreign university libraries, especially through the case analysis of the library of Shanghai Jiao Tong University, we elaborated on the issues that Chinese university libraries need to pay more attention to in the process of open access transformation, and proposes related strategies. [Results/Conclusions] To cope with the open access movement, on the one hand, we need to be vigilant against the emergence of new knowledge "barriers" and "paywalls" due to profit-driven, high APC, and transformative costs, as well as the lack of regulatory norms for author payments and the existence of financial risks and loopholes such as taxation. On the other hand, all parties adhere to the original intention of promoting the dissemination of academic knowledge, forming a transparent and reasonable APC price ecological market, establishing a hierarchical, reliable, and sustainable open publishing funding support, transformation, and regulation mechanism, and creating an economic and healthy academic information exchange environment. In this process, it is necessary for university libraries to comprehensively coordinate subscription fees and publishing fees, and fully guarantee and restructure knowledge exchange and information dissemination. This paper summarizes the three issues that need to be considered in the process of open access transformation, including the impact of open access on stakeholders, the phenomena that need to be monitored, and the key to ensuring sustainability. We proposed implementation strategies based on practical cases, including research and data preparation, analysis and evaluation, focusing on specific implementation points such as controlling elements of contract terms. The OA transformation is still in the transition period, and in order to avoid the loss of funds due to double payments, some overall management and guidance systems are needed during this period. For some publishers that prioritize commercial profit, it is necessary to send strong signals and strengthen supervision of APC pricing rationality through alliances and other levels. In addtion, we must strengthen China's leadership and discourse power in open science, and carry out the construction of related supporting systems.

Key words: open science, open access, reading & publication transformative agreement, open access transformation, information resource construction

中图分类号:  G255

引用本文

郭晶, 张轶华, 申雅琪, 宋海艳. 中国高校图书馆开放获取转换实证研究与应对策略[J]. 农业图书情报学报, 2024, 36(10): 53-62.

Jing GUO, Yihua ZHANG, Yaqi SHEN, Haiyan SONG. Empirical Study and Response Strategies of Open Access Transformation in Chinese University Libraries[J]. Journal of Library and Information Science in Agriculture, 2024, 36(10): 53-62.