基于A 类专利引文分析的中国和印度创新合作机会发现

doi:10.13998/j.cnki.issn1002-1248.20-0712

摘要/Abstract

摘要： [目的/意义]本文通过对文献计量指标的描述性统计,揭示了印度在中国市场上的科技创新态势,发现了中印两国之间可能存在的创新合作机会,并为加强中印技术交流提出了相关建议。[方法/过程]专利信息是研究创新活动的重要素材,具有直接的科技情报意义。本文通过对印度在中国注册的发明专利为研究对象,对其整体情况和相应的A类引文信息进行了进一步的分析统计。[结果/结论]在全球价值链的时代,创新合作机会存在于创新链上各环节节点之间的互补协作机制之中。根据上述分析结果,本文发现了一系列中印两国间相互衔接、相互配套的合作创新机会的创新链,以期能对中国如何在特定产业上促进中印技术交流合作给出建议,为中印两国之间的科技合作提供数据支持。

关键词: 一带一路, 专利计量, 印度专利, A类专利引文, 专利分析, 竞争情报

Abstract: [Purpose/Significance] Through descriptive statistics of measurement indicators, this paper reveals the trend of India's scientific and technological innovation in the Chinese market, finds the possible opportunities for innovation cooperation between China and India, and puts forward relevant suggestions for strengthening the technological exchanges between China and India. [Method/Process] Patent information is an important source for research and innovation activities and scientific and technological information analysis. By taking Indian invention patents registered in China as the research object, the overall situation and the patent citations of Category A were analyzed. [Results/Conclusions] In an age of global value chain, innovation cooperation opportunities exist in every link in the chain of complementary cooperation mechanism between the nodes. Based on the above analysis results, this paper finds a series of innovation chains of mutually connected and complementary cooperative innovation opportunities between China and India, hoping to give suggestions on how to promote China-India technological exchange and cooperation in specific industries and provide data support for China-India scientific and technological cooperation.

Key words: the Belt and Road, patentmetrics, Indian patents, patent citation of Category A, patent analysis, competitive intelligence

中图分类号:

G306

唐晗, 李睿. 基于A 类专利引文分析的中国和印度创新合作机会发现[J]. 农业图书情报学报, 2021, 33(2): 35-43.

TANG Han, LI Rui. Discovery of Innovation Cooperation Opportunities between China and India Based on the Analysis of Patent Citations of Category A[J]. Journal of Library and Information Science in Agriculture, 2021, 33(2): 35-43.

参考文献

[1] 世界知识产权组织. 2019全球创新指数[EB/OL]. [2020-02-26]. https://www.wipo.int/global_innovation_index/zh/2019/index.html.
World intellectual property organization. Global innovation index2019[EB/OL].[2020-02-26]. https://www.wipo.int/global_innovation_index/zh/2019/index.html.
[2] 娄永美. 基于专利分析的技术发展趋势研究[D]. 北京: 北京工业大学, 2011.
LOU Y M.The study on technological trend based on the patent analysis[D]. Beijing: Beijing university of technology, 2011.
[3] NARIN F.Patent bibliometrics[J]. Scientometrics, 1994(30): 147-155.
[4] SUJIT B.Mapping inventive activity and technological change through patent analysis: a case study of India and China[J]. Scientometrics, 2004, 61(3): 20-26.
[5] IVERSEN E J.An excursion into the patent-bibliometries of Norwegian patenting[J]. Scientometrics, 2000, 49(1): 63-80.
[6] 王哲哲. 中国与“一带一路”国家贸易潜力的研究[D]. 北京: 北京理工大学, 2016.
WANG Z Z.Research on the potential of the trade between China and countries around "One Road and One Belt"[D]. Beijing: Beijing institute of technology, 2016.
[7] YANG D.Pendency and grant ratios of invention patents: A comparative study of the US and China[J]. Research policy, 2008, 37(6): 72-76.
[8] 李睿, 吴聪. 专利法视野下中俄相互注册的专利信息对比分析[J]. 情报杂志, 2019, 38(9): 49-56, 77.
LI R, WU C.Comparative analysis of mutual filed patents by China and Russia in the context of patent law[J]. Journal of intelligence, 2019, 38(9): 49-56, 77.
[9] National consultation report, post-2015 development framework: INDIA[EB/OL]. [2014-09-26]. http://www.in.Undp.org/content/dam/india/docs/poverty/national-consultation-report-post-2015-development-agenda.pdf.
[10] 刘玉琴, 桂婕, 朱东华. 基于IPC知识结构的专利自动分类方法[J]. 计算机工程, 2008(3): 207-209.
LIU Y Q, GUI J, ZHU D H.Automated categorization of patent based on IPC knowledge construction[J]. Computer engineering, 2008(3): 207-209.
[11] DIEGO U.Are patents signals for the IPO market? An EU-US comparison for the software industry[J]. Research policy, 2014, 43(8): 55-60.
[12] 中国国家商务部. 2018年印度货物贸易及中印双边贸易概况[EB/OL]. [2020-02-10]. https://countryreport.mofcom.gov.cn/record.
Ministry of commerce of the People's Republic of China. Overview of Indian goods trade and Sino Indian bilateral trade in2018[EB/OL]. [2020-02-10]. https://countryreport.mofcom.gov.cn/record.
[13] 李睿, 徐璇. 宣告无效专利的引文特征及其情报学意义[J]. 情报理论与实践, 2019, 42(2): 25-30.
LI R, XU X.Citation characteristics of declared invalid patents and their significance in the field of information science[J]. Information studies: theory & application, 2019, 42(2): 25-30.
[14] 黄心川. 《南亚大辞典》[M]. 四川: 四川人民出版社, 1998.
HUANG X C.South Asia dictionary[M]. Sichuan: Sichuan people's publication house, 1998.
[15] BACCHIOCCHI E, MONTOBBIO F.Knowledge diffusion from university and public research: A comparison between US, Japan and Europe using patent citations[J]. The journal of technology transfer, 2009, 34(2): 32-38.
[16] 杨丹丹. 基于数据挖掘的企业专利价值评估方法研究[J]. 科学学与科学技术管理, 2006(2): 42-44.
YANG D D.A research on enterprise patent value evaluation method based on data-mining[J]. Science of science and manage-ment of S.& T., 2006(2): 42-44.
[17] 周维, 李睿. 基于技术链的专利引用关系计量及其意义[J]. 情报杂志, 2016, 35(8): 114-121.
ZHOU W, LI R.Patent citation analysis based on technology chain[J]. Journal of information, 2016, 35(8): 114-121.
[18] 世界知识产权组织国际专利局. ST. 14——在专利文献中列入引文的标准[EB/OL]. [2016-03-24]. http://www.wipo.int/export/sites/www/standards/en/pdf/03-14-01.pdf.
The Committee of WIPO Standards. Standard ST. 14 recommendation for the inclusion of references cited in patent documents[EB/OL]. [2016-03-24]. http://www.wipo.int/export/sites/www/standards/en/pdf/03-14-01.pdf.
[19] 周璐, 朱雪忠. 影响我国专利无效程序质量控制作用的因素分析[J]. 情报杂志, 2014, 33(9): 56-63.
ZHOU L, ZHU X Z.Factors impacting the quality control function of the patent invalidation procedure of China[J]. Journal of information, 2014, 33(9): 56-63.
[20] 中华人民共和国国家知识产权局. 专利审查指南[M]. 北京: 知识产权出版社, 2010.
China National Intellectual Property Administration. The Guidelines for Patent Examination[M]. Beijing: Intellectual Property Publish-ing House, 2010.
[21] 高汝熹, 纪云涛, 陈志洪. 技术链与产业选择的系统分析[J]. 研究与发展管理, 2006(6): 95-101.
GAO R X, JI Y T, CHEN Z H.Technology chain and the systemic analysis on the industrial selection[J]. R&D management, 2006(6): 95-101.
[22] 尹新天. 《中国专利法详解》[M]. 北京: 知识产权出版社, 2011.
YI X T.Introduction to the patent law of China[M]. Beijing: Intel-lectual property publishing house, 2011.
[23] 国家知识产权局条法司: 《外国专利法选择》[M]. 北京: 知识产权出版社, 2015.
China national intellectual property administration. Choice of foreign patent law[M]. Beijing: Intellectual property publishing house, 2015.
[24] 谢黎, 邓勇, 张苏闽. 我国问题专利现状及其形成原因初探[J]. 图书情报工作, 2012, 56(24): 102-107.
XIE L, DENG Y, ZHANG S M.Status and causes of questionable patents in China[J]. Library and information service, 2012, 56(24): 102-107.