农业图书情报学报

• •    

可信预印本平台框架与路径构建

叶志飞1,2, 吴振新1,2(), 李涵昱1,2, 王颖1,2   

  1. 1. 中国科学院文献情报中心,北京 100190
    2. 中国科学院大学 经济与管理学院信息资源管理系,北京 100190
  • 收稿日期:2025-06-04 出版日期:2025-10-13
  • 通讯作者: 吴振新
  • 作者简介:

    叶志飞(1984- ),博士研究生,研究方向为预印本

    李涵昱(1986- ),硕士,高级工程师,研究方向为文献信息处理、信息检索等

    王颖(1982- ),博士,高级工程师,硕士生导师,研究方向为知识组织与知识挖掘

  • 基金资助:
    国家社会科学基金“预印本学术交流的理论和实践研究”(19BTQ006); 中国科学院文献情报能力建设专项课题“基于可信数字环境的数字学术服务内容研究”(E1290916); 中国科学院文献情报能力建设专项课题“可信数字学术基础环境构建方法研究”(E1290913)

Constructing a Framework and Pathway for Trustworthy Preprint Platforms

YE Zhifei1,2, WU Zhenxin1,2(), LI Hanyu1,2, WANG Ying1,2   

  1. 1. National Science Library, Chinese Academy of Sciences, Beijing 100190
    2. Department of Information Resources Management, School of Economics and Management, University of Chinese Academy of Sciences, Beijing 100190
  • Received:2025-06-04 Online:2025-10-13
  • Contact: WU Zhenxin

摘要:

【目的/意义】 预印本平台已成为学术交流的重要渠道之一,但是面临着可信性的严峻挑战而制约其持续发展。本研究通过构建可信预印本平台的框架,并提出实现路径,为平台优化和信赖机制建设提供理论支撑和实践参考。 【方法/过程】 本研究采用文献分析法识别平台的信赖风险,基于D&M模型的3个维度(系统质量、信息质量、服务质量),结合ISO16363标准,剖析了可信预印本平台的可信赖构成;同时,选取arXiv、ChinaXiv等平台进行案例分析,根据各平台实践经验研究其治理机制,凝练出可信预印本平的构建路径。[结论/发现]本研究构建了包括“系统-信息-服务”三位一体的预印本平台可信赖框架,厘清了可信预印本平台的提升方向,提出包括通过实现系统可信赖、信息可信赖和服务可信赖在内的3条核心实现路径。研究成果对推动开放、规范、可信赖的预印本学术交流体系具有重要价值。

关键词: 可信预印本平台, 可信赖性, 信息系统成功模型, 开放科学, 学术交流

Abstract:

[Purpose/Significance] The rapid advancement of digital infrastructure has precipitated a fundamental transformation in scholarly communication, characterized by an increasing reliance on online platforms. Preprint exchange, as a cornerstone of open science, offers researchers opportunities for immediate dissemination and collaborative engagement. However, the absence of rigorous peer review raises persistent concerns regarding research ethics, data integrity, and the reliability of scholarly outputs, which can undermine public confidence in preprint platforms. Addressing these challenges is essential not only for maintaining the integrity of academic discourse but also for fostering a transparent and trustworthy open science ecosystem. This research contributes to the existing scholarship by systematically examining the trust framework of preprint platforms, positioning itself at the intersection of library and information science and scholarly communication studies. In contrast to previous investigations that have focused predominantly on dissemination efficiency or platform functionality, this study emphasizes the structural dimensions of trustworthiness. It presents an innovative analytical framework that strengthens the theoretical foundations of academic information trust and provides practical strategies for enhancing the governance and legitimacy of preprint platforms. [Method/Process] To ensure both theoretical rigor and empirical depth, first, a comprehensive literature review was conducted to identify potential trust-related vulnerabilities in preprint platforms and to systematically delineate their credibility challenges. This review identified five critical factors influencing the credibility of preprint platforms: academic conflicts of interest, platform reliability, heterogeneous manuscript quality, information overload, and insufficient academic recognition. Drawing upon the DeLone & McLean (D&M) Information Systems Success Model and aligning with the ISO 16363 standard for trustworthy digital repositories, the study analyzed the structural components of trustworthiness through the dimensions of system quality, information quality, and service quality. Subsequently, in-depth case studies of prominent platforms, including arXiv and ChinaXiv, were undertaken to examine their governance architectures, operational methodologies, and practical implementations. This process culminated in evidence-based recommendations for enhancing platform trustworthiness. This integrated methodological framework not only synthesizes theoretical insights with empirical evidence but also ensures the scientific rigor, reliability, and practical applicability of the proposed trust model. [Results/Conclusions] Based on these findings, a three-dimensional trust framework was developed, encompassing system trustworthiness, information trustworthiness, and service trustworthiness. This framework transcends traditional quality control paradigms and offers novel perspectives for the standardized development of preprint platforms. The research further articulates pathways for establishing trustworthiness across three levels: 1) system trustworthiness, adhering to FAIR principles and implementing long-term preservation strategies to provide a stable institutional foundation; 2) information trustworthiness, establishing a comprehensive quality governance continuum that incorporates "pre-screening, dynamic identification, and post-peer review" mechanisms; and 3) service trustworthiness, delivering professional preprint services through collaborative governance models and journal coordination frameworks.While this framework provides a comprehensive analytical perspective, certain limitations should be acknowledged. This study's primary reliance on qualitative methods necessitates broader empirical validation. Furthermore, its focus was on platform functionalities rather than user perceptions. Consequently, future research can adopt a mixed-methods approach, incorporate user perception theories, and establish quantitative metrics for evaluating platform trustworthiness.

Key words: trustworthy preprint platforms, trustworthiness, D&M information system success model, open science, scholarly communication

中图分类号:  G250.7

引用本文

叶志飞, 吴振新, 李涵昱, 王颖. 可信预印本平台框架与路径构建[J/OL]. 农业图书情报学报. https://doi.org/10.13998/j.cnki.issn1002-1248.25-0364.

YE Zhifei, WU Zhenxin, LI Hanyu, WANG Ying. Constructing a Framework and Pathway for Trustworthy Preprint Platforms[J/OL]. Journal of library and information science in agriculture. https://doi.org/10.13998/j.cnki.issn1002-1248.25-0364.