农业图书情报学报

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社区驱动模式下的钻石开放获取:运行机制、现实挑战与中国路径

张玉祥1, 崔利锐1, 辛成国2   

  1. 1.山东中医药大学 图书馆,济南 250355
    2.齐鲁工业大学(山东省科学院)情报研究所,济南 250014
  • 收稿日期:2025-09-25 出版日期:2026-03-10
  • 作者简介:张玉祥(1984- ),男,硕士,馆员,研究方向为开放获取、数字图书馆
    崔利锐(1979- ),女,硕士,研究馆员,研究方向为图书馆管理
    辛成国(1986- ),男,硕士,馆员,研究方向为图书馆转型、信息检索
  • 基金资助:
    山东省高等学校哲学社会科学研究一般项目“转换协议驱动数字资源供给转型实证研究”(2025ZSYB083)

Community-Driven Governance in Diamond Open Access: Operational Mechanisms, Practical Challenges, and the Chinese Pathway

ZHANG Yuxiang1, CUI Lirui1, XIN Chengguo2   

  1. 1.Shandong University of Traditional Chinese Medicine Library, Jinan 250355
    2.Information Research of Institute of Shandong Academy of Sciences, Jinan 250014
  • Received:2025-09-25 Online:2026-03-10

摘要:

【目的/意义】 钻石开放获取(Diamond OA)作为非商业化、以社区驱动为核心的学术传播模式,旨在推动学术资源的公平共享与全球知识流动。研究目的是深入探讨社区驱动治理逻辑如何塑造钻石OA的目标体系与运行机制,并分析其在实践中面临的挑战,为中国的钻石OA本土化发展提供理论框架和实践路径。 【方法/过程】 研究采用文献分析法、跨区域案例比较法和SWOT分析法,以SciELO、Redalyc、OLH和PKP等典型平台为例,综合评估其运行机制、优势、劣势及未来发展方向。通过构建“目标体系-运行机制-现实挑战-本土路径”框架,分析社区驱动模式的成功经验与局限性。 【结果/结论】 研究发现,钻石OA模式通过强化社区协同作用,提高了非英语地区的学术能见度。其核心运行机制包括共识决策、资源共享、协同反馈与质量控制。然而,该模式仍面临资金不稳定、技术碎片化与评价体系约束等挑战。基于国际经验,结合中国具体情境,提出了“政策引导-社区自治-技术赋能-评价牵引”四轮驱动协同模型,以推动钻石OA在中国学术生态中的扎根与发展。

关键词: 钻石开放获取, 社区驱动治理, 开放科学生态, 开放基础设施

Abstract:

[Purpose/Significance] Amid rising concerns over the commercialization of scholarly publishing and the financial burden of APC-based models and transformative agreements, diamond open access (Diamond OA) has gained attention as a non-profit, community-governed alternative. Current open science debates increasingly emphasize a shift from improving access to transforming the governance of knowledge production, often termed as "community over commercialization." In this context, Diamond OA is not merely a cost-free publishing option but a governance paradigm in which academic communities organize and sustain scholarly communication. This study positions Diamond OA within international discussions on open infrastructure, bibliodiversity, and equitable knowledge systems, and examines how its community-driven logic shapes goal setting, operational mechanisms, and evolutionary trends. It also explores how this governance logic generates structural tensions related to funding sustainability, infrastructural fragmentation, and evaluation regimes, with particular attention to implications for China. [Method/Process] The study employs a qualitative multi-method design integrating literature review, cross-regional case comparison, institutional analysis, and SWOT assessment. An analytical framework of "goal system - operational mechanisms - structural challenges - localization pathway" has been constructed to examine representative Diamond OA practices. Cases including SciELO, Redalyc, the Open Library of Humanities (OLH), and the Public Knowledge Project (PKP) are analyzed to identify four organizational archetypes: national or regional alliances, scholar-led community governance, technology-empowered infrastructures, and overlay publishing models. These cases illustrate how consensus decision-making, pooled resource governance, collaborative feedback, and trust-based quality control function as core operational mechanisms. The SWOT analysis further reveals the dynamic interaction between internal characteristics and external environmental conditions. [Results/Conclusions] The findings indicate that Diamond OA reorganizes scholarly publishing around community trust, shared responsibility, and public-interest orientation. It enables practices such as multilingual publishing, open peer review, and greater participation from non-English-speaking regions, thereby enhancing bibliodiversity and academic visibility. However, the model faces persistent structural constraints, including unstable funding, uneven technical capacity, and marginalization within evaluation systems dominated by commercial metrics. These challenges stem directly from its non-commercial and community-dependent nature. Internationally, Diamond OA initiatives show trends toward more structured governance networks, interoperable open infrastructures, and cross-regional collaboration. In China, despite advances in open science policy and infrastructure, Diamond OA development remains fragmented, with unclear community roles and rigid evaluation constraints. Rather than replicating international models, this study proposes a localized "four-wheel drive" framework - policy coordination, community governance, infrastructural empowerment, and evaluation reform - to integrate Diamond OA into China's scholarly communication system. This framework contributes to global discussions by demonstrating how community governance can be adapted within a state-coordinated context and offers practical guidance for developing sustainable and equitable open access practices.

Key words: diamond open access, community-driven governance, operational mechanism, open science ecosystem, open infrastructure

中图分类号:  G250.73

引用本文

张玉祥, 崔利锐, 辛成国. 社区驱动模式下的钻石开放获取:运行机制、现实挑战与中国路径[J/OL]. 农业图书情报学报. https://doi.org/10.13998/j.cnki.issn1002-1248.25-0517.

ZHANG Yuxiang, CUI Lirui, XIN Chengguo. Community-Driven Governance in Diamond Open Access: Operational Mechanisms, Practical Challenges, and the Chinese Pathway[J/OL]. Journal of library and information science in agriculture. https://doi.org/10.13998/j.cnki.issn1002-1248.25-0517.