农业图书情报学报

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国内外高校图书馆AI虚拟馆员部署与人机服务模式比较研究——基于“双一流”与U.S.News世界前100高校样本

王超1, 陈洁2(), 侯辉2   

  1. 1. 辽宁工业大学 图书馆,锦州 121001
    2. 桂林理工大学 图书馆,桂林 541004
  • 收稿日期:2025-12-19 出版日期:2026-02-13
  • 通讯作者: 陈洁
  • 作者简介:

    王超(1983- ),硕士,副研究馆员,辽宁工业大学图书馆,研究方向为智慧图书馆与在线参考咨询

    侯辉(1983- ),男,硕士,副研究馆员,桂林理工大学图书馆,副馆长,研究方向为图书馆智能服务风险控制与质量评测

  • 基金资助:
    2023年度教育部人文社会科学研究规划基金“ ‘人工智能驱动的科学研究’对科研数据基础设施建设的影响机制研究”(23YJA870002)

Human-AI Configuration Differences in Online Reference Services between Chinese and International Academic Libraries: Evidence from "Double First-Class" and U.S. News Top 100 Universities

WANG Chao1, CHEN Jie2(), HOU Hui2   

  1. 1. Library of Liaoning University of Technology, Jinzhou 121001
    2. Library of Guilin University of Technology, Guilin 541004
  • Received:2025-12-19 Online:2026-02-13
  • Contact: CHEN Jie

摘要:

[目的/意义] 在生成式人工智能推动参考咨询智慧化转型的背景下,厘清国内外高校图书馆在线参考咨询的人机配置差异及其隐含的服务取向,为中国高校构建“可解释、可接管、可评估”的混合服务模式提供实证依据。 [方法/过程] 以42所“双一流”与U.S.News世界前100高校图书馆(n=94)为样本,开展官网调研与标准化交互实测。采用双人编码统计在线服务覆盖率(ORS)、馆员在线(HLR)与AI虚拟馆员(AIVL)部署情况,并从“核心服务内容—衔接机制”维度进行质性评估,辅以不同口径的稳健性检验。 [结果/结论] 两组在线咨询总覆盖率接近(约74%),但人机结构呈“倒置”分化:国际组以“仅人工”模式为主(66.0%),强调研究支持与隐私合规,AI部署极少;国内组则以“仅AI”模式为主(52.4%),大模型应用率显著更高(26.2% vs 1.1%),侧重事务性问答与7×24小时入口导航。交互评估显示,国内“偏AI”模式虽提升了可及性,但在回答可追溯性与人工接管机制上存在短板,易引发合规风险。鉴于此,提出构建人机协同闭环的治理策略:实施基于问题风险分级(A/B/C类)的人机路由机制,利用检索增强生成(RAG)与知识库约束AI输出,并针对不同资源禀赋的高校提供分层落地路径,以平衡技术效率与服务伦理。

关键词: AI 虚拟馆员, 大语言模型, 人机协同, 高校图书馆, 在线参考咨询, 检索增强生成(RAG), 比较研究

Abstract:

[Purpose/Significance] Against the global surge of generative artificial intelligence (GenAI) and large language models (LLMs), academic libraries are undergoing a critical paradigm shift in their reference services. While "AI Virtual Librarians" (AIVL) are increasingly adopted to enhance efficiency, cross-national evidence regarding how they are configured alongside traditional "Human Live Reference" (HLR) remains scarce. This study aims to reveal the structural differences in human-AI configurations between Chinese and international top-tier university libraries. It seeks to identify the divergence between "technology-driven" and "human-centric" service models and proposes a governance-oriented hybrid pathway to inform the digital transformation of academic libraries. [Method/Process] The study established two high-resource samples: 42 libraries from China's "Double First-Class" universities and 94 libraries from the U.S. News Top 100 World Universities. A systematic website investigation and standardized interaction tests were conducted to collect data on service availability and deployment models. The study not only quantified the deployment of HLR and AIVL (classified into rule-based and LLM-based) but also qualitatively evaluated the "Core Service Contents" and "Linkage Mechanisms" (e.g., traceability, boundaries, and human fallback). Chi-square tests were employed for statistical analysis, and robustness checks were performed using both broad and strict counting rules to ensure validity. [Results/Conclusions] Results indicate that while the overall service coverage is similar across groups (approx. 74%), the service structure diverges significantly. International libraries predominantly rely on the "Human-only" mode (66.0%), prioritizing deep research support, academic integrity, and privacy protection. In contrast, Chinese libraries show a significantly higher adoption of AIVL (57.1% vs. 8.5%) and LLMs (26.2% vs. 1.1%), with 52.4% operating in an "AI-only" mode. Content analysis reveals that Chinese AIVLs focus on transactional efficiency and 24/7 accessibility, whereas international counterparts focus on distinct research guides and governance. The study identifies a critical trade-off: China's aggressive AI adoption enhances accessibility but faces challenges regarding answer hallucinations and the lack of human fallback mechanisms. To address these challenges, the paper recommends a "Human-AI Collaborative Loop" model. Key strategies include: 1) Implementing risk-tiered routing, where low-risk transactional queries are handled by AI and high-risk research inquiries are directed to humans; 2) Optimizing AI reliability through Retrieval-Augmented Generation (RAG) and controlled knowledge bases to ensure traceability; 3) Establishing clear governance boundaries and stratified implementation paths for libraries with different resource levels, ensuring a balance between technological innovation and service ethics.

Key words: AI virtual librarian, large language models, human-AI collaboration, academic libraries, online reference services, retrieval-augmented generation (RAG), comparative study

中图分类号:  G252.6

引用本文

王超, 陈洁, 侯辉. 国内外高校图书馆AI虚拟馆员部署与人机服务模式比较研究——基于“双一流”与U.S.News世界前100高校样本[J/OL]. 农业图书情报学报. https://doi.org/10.13998/j.cnki.issn1002-1248.25-0730.

WANG Chao, CHEN Jie, HOU Hui. Human-AI Configuration Differences in Online Reference Services between Chinese and International Academic Libraries: Evidence from "Double First-Class" and U.S. News Top 100 Universities[J/OL]. Journal of library and information science in agriculture. https://doi.org/10.13998/j.cnki.issn1002-1248.25-0730.