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Journal of library and information science in agriculture

   

Community-Driven Governance in Diamond Open Access: Operational Mechanisms, Practical Challenges, and the Chinese Pathway

ZHANG Yuxiang1, CUI Lirui1, XIN Chengguo2   

  1. 1.Shandong University of Traditional Chinese Medicine Library, Jinan 250355
    2.Information Research of Institute of Shandong Academy of Sciences, Jinan 250014
  • Received:2025-09-25 Online:2026-03-10

Abstract:

[Purpose/Significance] Amid rising concerns over the commercialization of scholarly publishing and the financial burden of APC-based models and transformative agreements, diamond open access (Diamond OA) has gained attention as a non-profit, community-governed alternative. Current open science debates increasingly emphasize a shift from improving access to transforming the governance of knowledge production, often termed as "community over commercialization." In this context, Diamond OA is not merely a cost-free publishing option but a governance paradigm in which academic communities organize and sustain scholarly communication. This study positions Diamond OA within international discussions on open infrastructure, bibliodiversity, and equitable knowledge systems, and examines how its community-driven logic shapes goal setting, operational mechanisms, and evolutionary trends. It also explores how this governance logic generates structural tensions related to funding sustainability, infrastructural fragmentation, and evaluation regimes, with particular attention to implications for China. [Method/Process] The study employs a qualitative multi-method design integrating literature review, cross-regional case comparison, institutional analysis, and SWOT assessment. An analytical framework of "goal system - operational mechanisms - structural challenges - localization pathway" has been constructed to examine representative Diamond OA practices. Cases including SciELO, Redalyc, the Open Library of Humanities (OLH), and the Public Knowledge Project (PKP) are analyzed to identify four organizational archetypes: national or regional alliances, scholar-led community governance, technology-empowered infrastructures, and overlay publishing models. These cases illustrate how consensus decision-making, pooled resource governance, collaborative feedback, and trust-based quality control function as core operational mechanisms. The SWOT analysis further reveals the dynamic interaction between internal characteristics and external environmental conditions. [Results/Conclusions] The findings indicate that Diamond OA reorganizes scholarly publishing around community trust, shared responsibility, and public-interest orientation. It enables practices such as multilingual publishing, open peer review, and greater participation from non-English-speaking regions, thereby enhancing bibliodiversity and academic visibility. However, the model faces persistent structural constraints, including unstable funding, uneven technical capacity, and marginalization within evaluation systems dominated by commercial metrics. These challenges stem directly from its non-commercial and community-dependent nature. Internationally, Diamond OA initiatives show trends toward more structured governance networks, interoperable open infrastructures, and cross-regional collaboration. In China, despite advances in open science policy and infrastructure, Diamond OA development remains fragmented, with unclear community roles and rigid evaluation constraints. Rather than replicating international models, this study proposes a localized "four-wheel drive" framework - policy coordination, community governance, infrastructural empowerment, and evaluation reform - to integrate Diamond OA into China's scholarly communication system. This framework contributes to global discussions by demonstrating how community governance can be adapted within a state-coordinated context and offers practical guidance for developing sustainable and equitable open access practices.

Key words: diamond open access, community-driven governance, operational mechanism, open science ecosystem, open infrastructure

CLC Number: 

  • G250.73

Fig.1

Goal path diagram of diamond open access"

Fig.2

The circular diagram of the community-driven diamond OA operation mechanism"

Table 1

Organizational models and representative cases of diamond OA"

模式类型核心运行机制代表案例优势与挑战
国家/区域联盟行政与专业力量结合,制度化资源整合与标准推行

SciELO(拉美)

J-stage(日本)

优势:资源整合力强,覆盖广泛,可持续性较高

挑战:依赖政策连续性,灵活性较低,决策流程可能较长

学术共同体自治学者民主决策,高度透明,深度嵌入学科实践Open Library of Humanities(OLH)

优势:高度契合学科特定需求,社区认同感和忠诚度高

挑战:规模有限,资金可持续性差,对会员制依赖强,扩张速度慢

技术赋能型构建和维护全球“技术公地”,社区驱动工具开发与普及

PKP(OJS系统)

Redalyc(AmeliCA XML)

优势:技术普惠性强,推动全球标准化,生态效应显著

挑战:需持续投入维护,本地化适配依赖当地社区能力

寄生式覆盖型极致轻量化,专注于学术评审环节,敏捷响应需求Episciences

优势:出版效率高,启动和运营成本趋近于零

挑战:完全依赖宿主平台稳定性,学科覆盖受预印本文化影响

Fig.3

SWOT tension diagram of the diamond OA community governance mechanism"

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