农业图书情报学报 ›› 2024, Vol. 36 ›› Issue (3): 46-58.doi: 10.13998/j.cnki.issn1002-1248.24-0231

• 研究论文 • 上一篇    下一篇

数据要素流通安全治理:体系架构与实践进路

马乐存1, 裴雷2,*, 李白杨1   

  1. 1.南京大学 数据管理创新研究中心,苏州 215163;
    2.南京大学 信息管理学院,南京 210023
  • 收稿日期:2024-02-15 出版日期:2024-03-05 发布日期:2024-06-24
  • 通讯作者: *裴雷(1981- ),男,博士,南京大学信息管理学院,院长,研究方向为信息政策分析与信息资源管理。Email:plei@nju.edu.cn
  • 作者简介:马乐存(2000- ),女,硕士研究生,研究方向为数字政策、信息资源管理。李白杨(1991- ),博士,助理教授,研究员,研究方向为数字治理、国家安全情报
  • 基金资助:
    教育部人文社科青年项目“全球数据主权博弈背景下健全我国数据跨境流动规则体系研究”(21YJC870019)

Security Governance of Data Element Circulation: System Architecture and Practical Approach

MA Lecun1, PEI Lei2,*, LI Baiyang1   

  1. 1. Research Institute for Data Management Innovation, Nanjing University, Suzhou 215163;
    2. School of information management, Nanjing University, Nanjing 210023
  • Received:2024-02-15 Online:2024-03-05 Published:2024-06-24

摘要: [目的/意义]数据要素流通的治理体系与政策研究是当前中国数据治理领域亟待解决的重要问题,探讨其流通的政策制定与治理体系,对于中国把握数据流通安全,推进数据要素市场化配置具有重要作用。[方法/过程]首先,本研究立足于中国数据要素市场安全可信、自主可控的现实要求,从数据主权、数据市场、数据流通3个层面进行数据安全风险分析,提出数据要素市场风险治理对策的“安全-公平-效率”三角架构;其次,面向数据要素流通市场政府主导、平台主营、企业主体、用户参与的特点,借助协同共治理论和价值共创理论,构建了具有中国特色的数据要素市场多方协同共治模式框架;最后,基于数据要素市场治理的三级体系、五维标准,提出了安全治理与可信生态体系及数据跨境流通的国际数据治理规则体系对接方法,并构建了面向全国统一数据要素市场的中国特色治理体系。[结果/结论]面向数据主权、数据市场、数据流通中的安全风险,应对数据主权纠纷与流通市场运行态势开展识别与监测,建立政府主导、平台主营、企业主体、用户参与的多方协同共治模式;在对数据要素市场进行评估时,应采取定性与定量相结合、专家意见与客观数据相融合、目标与成果相对照的混合评估方法;针对不同数据类型,应分级分类厘清控制边界和使用范围,明晰数据所有权、使用权和收益权,同时建立数据确权平台,对数据服务主体、数据流通过程、数据流通规则等进行审核及登记认证,确保数据流通的规范性。

关键词: 数据要素, 数据安全, 数据流通, 治理体系, 安全风险

Abstract: [Purpose/Significance] Research on the governance system and policy of data elements circulation is an important issue to be solved in the field of data governance in China at present, and research on the policy formulation and governance system of its circulation plays an important role in grasping the security of data circulation in China and promoting the market-oriented allocation of data elements. [Method/Process] First, this study is based on the reality of China's data factor market security and trustworthy, autonomous and controllable requirements. Based on the analysis of the security risk of data circulation, we put forward the data factor market risk governance countermeasures of the "security-fairness-efficiency" triangular structure. Then, based on the three-level system and five-dimensional standards of data factor market governance, we put forward the method of docking the security governance with the trusted ecosystem and the international data governance rule system for cross-border data flow, and constructed a governance system with Chinese characteristics for the national unified data factor market. [Results/Conclusions] Facing the security risks in data sovereignty, data market and data circulation, we should identify and monitor data sovereignty disputes and the operation situation of the circulation market, and establish a multi-party cooperative and joint governance model led by the government, operated by the platform owner, the main body of the enterprise and the participation of users. When assessing the market for data elements, a mixed assessment approach should be adopted, combining qualitative and quantitative aspects, combining expert opinion with objective data, and comparing objectives with results. For different types of data, the control boundaries and scope of use should be clarified in a hierarchical manner, and data ownership, use and income should be clarified; at the same time, a confirmation platform of data rights should be established to audit and register and certify the data service subject, data circulation process, and data circulation rules so as to ensure that the normative nature of data circulation is maintained.

Key words: data elements, data security, data flows, governance systems, security risks

中图分类号:  F49

引用本文

马乐存, 裴雷, 李白杨. 数据要素流通安全治理:体系架构与实践进路[J]. 农业图书情报学报, 2024, 36(3): 46-58.

MA Lecun, PEI Lei, LI Baiyang. Security Governance of Data Element Circulation: System Architecture and Practical Approach[J]. Journal of Library and Information Science in Agriculture, 2024, 36(3): 46-58.